Teaching Notes: Amitav Ghosh's "The Great Derangement"

I've been teaching a class on "Global Climate Fiction" for graduate students this fall. It's a version of a class I've taught before at different levels, including an undergrad class as well as an earlier grad class called "Postcolonial Ecocriticism."

A mainstay of these classes is Amitav Ghosh's essay, The Great Derangement: Climate Change and the Unthinkable (2016). In some classes, we've just covered part 1 of the book, but this fall we read the entire book.


On The Great Derangement, Part 1

The Great Derangement is a powerful example of inventive, highly accessible, socially engaged literary criticism in action. An accomplished novelist with a long career behind him, Ghosh is interested in the role of cultural work (including the work of fiction) in addressing the climate crisis. He suggests, at various points, that writers of serious literary fiction have been failing to address the crisis:

“But the truth, as is now widely acknowledged, is that we have entered a time when the wild has become the norm: if certain literary forms are unable to negotiate these torrents, then they will have failed—and their failures will have to be counted as an aspect of the broader imaginative and cultural failure that lies at the heart of the climate crisis.” (The Great Derangement)

He’s also interested in when and how scientific paradigms (i.e., gradualism vs. catastrophism) might be applicable to analyzing and categorizing works of literature. Along the way, he introduces a number of analytics that professional scholars could probably explore further.

Ghosh takes, at times, a very broad approach to the topic – he can draw on his knowledge of 19th century Bengali novels, Romantic poetry, contemporary literary fiction, and so on. Very few scholarly accounts of these topics would attempt to do the same – we tend to be much more specialized and limited to specific periods and regions. Sometimes that broad scope can also cause problems, since he at times makes claims that might cause questions or doubts. (If you say that a certain genre or niche in the literary world can’t represent climate change, what happens when someone published a book that tries to do that?) Put more positively, his overly general claims might create opportunities that scholars have then attempted to engage – to fill in the gaps in his account of topics like the oil encounter or, more generally, representations of climate change.




Sections 1-2: Ghosh's personal / family background and the Bengal delta

To my eye, there are two insights here. One is Ghosh’s status as someone descended from climate refugees -- his ancestors lived on the banks of the Padma River in what is today Bangladesh, but were forced to move when their village was destroyed in a flood.

(In other books, Ghosh has also talked about the legacy of the Partition of 1947 on his family -- politics has also forced his family to move in the past, as it has for so many people in border areas in South Asia. My own family, too.)

The other is that there is a mutability built into the landscape that people in the Bengal delta that people who live there are well aware of. The landscape is not static -- just there -- it feels more like a living thing. For many of us in other parts of the world, that’s not how we look at the landscape.

To be clear, he’s not talking about climate change -- he’s talking about the environment being an entity with which we interact every day.

He has a somewhat abstract passage about ‘recognition’ in Section 2, which runs as follows:

Recognition is famously a passage from ignorance to knowledge. To recognize, then, is not the same as an initial introduction. Nor does recognition require an exchange of words: more often than not we recognize mutely. And to recognize is by no means to understand that which meets the eye; comprehension need play no part in a moment of recognition.

The most important element of the word recognition thus lies in its first syllable, which harks back to something prior, an already existing awareness that makes possible the passage from ignorance to knowledge: a moment of recognition occurs when a prior awareness flashes before us, effecting an instant change in our understanding of that which is beheld. Yet this flash cannot appear spontaneously; it cannot disclose itself except in the presence of its lost other. The knowledge that results from recognition, then, is not of the same kind as the discovery of something new: it arises rather from a renewed reckoning with a potentiality that lies within oneself.

This, I imagine, was what my forebears experienced on that day when the river rose up to claim their village: they awoke to the recognition of a presence that had moulded their lives to the point where they had come to take it as much for granted as the air they breathed.

In other words, recognition is a moment where we gain knowledge that we actually already had. Locally, he’s using this to talk about how his ancestors must have reacted when their village was wiped out by a flood. But I suspect he is also using this as a metaphor early in the book to try and get us to think about the environment -- and climate change. This is something we already knew perhaps, but have come to take for granted.

It might be a good opportunity to discuss that. What’s something that connects you to the environment? What are aspects of our daily lives that suggest our dependence on the world beyond human-built environments? Was there an experience or a moment that gave you the same sense of ‘recognition’ Ghosh talks about?


In Section 3, he starts to talk more actively about climate change, and his first insight is that it’s actually relatively rare to see it discussed in serious fiction:


That climate change casts a much smaller shadow within the landscape of literary fiction than it does even in the public arena is not hard to establish. To see that this is so we need only glance through the pages of a few highly regarded literary journals and book reviews, for example, the London Review of Books, the New York Review of Books, the Los Angeles Review of Books, the Literary Journal and the New York Times Review of Books. When the subject of climate change appears in these publications, it is almost always in relation to non-fiction; novels and short stories are very rarely to be glimpsed within this horizon. Indeed, it could even be said that fiction that deals with climate change is almost by definition not of the kind that is taken seriously by serious literary journals: the mere mention of the subject is often enough to relegate a novel or a short story to the genre of science fiction. It is as though in the literary imagination climate change were somehow akin to extraterrestrials or interplanetary travel.

His hunch, which he develops in subsequent sections, is that serious literary fiction is built around a style of writing and world-building that discourages extreme representations in favor of ‘everyday life’:

Or consider the even more striking case of Paul Kingsnorth, author of The Wake, a much-admired historical novel set in eleventh-century England. Kingsnorth dedicated several years of his life to climate change activism before founding the influential Dark Mountain Project, ‘a network of writers, artists and thinkers who have stopped believing the stories our civilization tells itself’. Although Kingsnorth has written a powerful nonfiction account of global resistance movements, as of the time of writing he has yet to publish a novel in which climate change plays a major part. I too have been preoccupied with climate change for a long time, but it is true of my own work as well, that this subject figures only obliquely in my fiction. In thinking about the mismatch between my personal concerns and the content of my published work, I have come to be convinced that the discrepancy is not the result of personal predilections: it arises out of the peculiar forms of resistance that climate change presents to what is now regarded as serious fiction.

(Since Ghosh published this essay, he's published at least two novels that do deal directly with climate change.) 

Also in Section 3, he mentions Arundhati Roy, an important Indian writer and activist whose works we’ll look at in greater depth later in the term. He points out that her work hasn’t foregrounded climate change (though if we read The God of Small Things that point might actually be debatable).

Paul Kingsnorth (mentioned above) is an accomplished author and a co-founder of the Dark Mountain project, a group of authors who have strong environmentalist investments. That project has been going strong and has published more than 20 issues of a journal (indeed, they have a call for submissions out now on their website), as well as a manifesto called Uncivilization. The thesis of Uncivilization is that we can’t wait for scientific/technological solutions to climate change -- rather, we need to rethink the obsession with progress and the growth mentality.

Section 4 begins with a reference to Dipesh Chakrabarty, and here we see Ghosh use the term “anthropocene.”

In his seminal essay ‘The Climate of History’, Dipesh Chakrabarty observes that historians will have to revise many of their fundamental assumptions and procedures in this era of human-induced climate change, in which ‘humans have become geological agents, changing the most basic physical processes of the earth’. I would go further and add that the Anthropocene presents a challenge not only to the arts and humanities, but also to our common-sense understandings and beyond that to contemporary culture in general.


He also uses the phrase that gives him the title of his book, The Great Derangement:

In the same spirit, I think it also needs to be asked, What is it about climate change that the mention of it should lead to banishment from the preserves of serious fiction? And what does this tell us about culture writ large and its patterns of evasion? In a substantially altered world, when sea-level rise has swallowed the Sundarbans and made cities like Kolkata, New York and Bangkok uninhabitable, when readers and museumgoers turn to the art and literature of our time, will they not look, first, and most urgently, for traces and portents of the altered world of their inheritance? And when they fail to find them, what should they—what can they—do other than to conclude that ours was a time when most forms of art and literature were drawn into the modes of concealment that prevented people from recognizing the realities of their plight? Quite possibly then, this era, which so congratulates itself on its self-awareness, will come to be known as the time of the Great Derangement.


Section 5 is one of the most intriguing and vivid sections in the entire book -- it recounts Ghosh’s personal experience in March, 1978 with an extremely rare tornado in central Delhi. But it’s not until Section 6 that he unpacks the incident and contemplates the impact it had on him. Notably, he points out that until the writing of this nonfiction book, he’s never been able to use that experience in fiction -- it seemed too improbable to fit any of the stories he’s written.

Here, he makes a contrast between what we might think of as pre-modern narratives (he names The Arabian Nights, The Journey to the West, and The Decameron) and modern novels. Premodern narratives “proceed by leaping blithely from one exceptional event to another.” There isn’t much explanation of how we get from here to there. One thinks of a classic picaresque tale -- the hero survives one bizarre challenge, and then goes on to encounter another.

Modern novels work differently -- they have the ‘fillers’ of everyday life. Novelists work hard to make even exceptional events seem probable. This is largely a Western invention, though Indian novelists like Bankim Chandra Chatterji embraced it. (He contrasts the modern Indian novel to Buddhist Jataka stories and the Urdu dastaan narrative tradition.)

For Ghosh, there is a big idea here -- a link to a parallel event in modern science. The novel becomes a ‘calm passion’ -- a “rationalization of modern life” -- at the same moment that gradualism became a dominant philosophy in geology.


This regime of thought imposed itself not only on the arts but also on the sciences. That is why Time’s Arrow, Time’s Cycle, Stephen Jay Gould’s brilliant study of the geological theories of gradualism and catastrophism is, in essence, a study of narrative. In Gould’s telling of the story, the catastrophist recounting of the earth’s history is exemplified by Thomas Burnet’s Sacred Theory of the Earth (1690) in which the narrative turns on events of ‘unrepeatable uniqueness’. As opposed to this, the gradualist approach, championed by James Hutton (1726–97) and Charles Lyell (1797–1875), privileges slow processes that unfold over time at even, predictable rates. The central credo in this doctrine was ‘nothing could change otherwise than the way things were seen to change in the present’. Or, to put it simply: ‘Nature does not make leaps.’

In contrast to gradualism is catastrophism. He makes an interesting -- but somewhat slippery -- point that serious modern novels like the ones he’s describing do nevertheless contain exceptional events, but that novelists work hard to conceal them.

He also mentions that there are whole areas of narrative -- the space of genre fiction (today, fantasy, horror, science fiction, romance -- earlier, the Gothic, melodrama, etc) that don’t follow these rules. These genres never disappeared during the peak era of serious literary fiction, they were just marginalized. Genre fiction has traditionally not been reviewed in the New Yorker or the New York Review of Books.

This point might seem a little narrow -- it depends on two premises, one, that serious literary fiction doesn’t deal with climate change (that may or may not be true, and in any case, it might be changing), and second, that genre fiction is generally taken less seriously. I’m not sure this is true in quite the same way it once was, and again, it’s a bit artificial. This is a question of cultural capital, not a question of whether alternative narrative forms exist.

(People who read science fiction certainly take it seriously!)

In Section 8, Ghosh talks about the Uncanny.

But what I am trying to suggest is perhaps better expressed by a different word, one that recurs frequently in translations of Freud and Heidegger. That word is uncanny—and it is indeed with uncanny accuracy that my experience of the tornado is evoked in the following passage: ‘In dread, as we say, “one feels something uncanny.” What is this “something” and this “one”? We are unable to say what gives “one” that uncanny feeling.’

It is surely no coincidence that the word uncanny has begun to be used, with ever greater frequency, in relation to climate change. Writing of the freakish events and objects of our era, Timothy Morton asks, ‘Isn’t it the case, that the effect delivered to us in the [unaccustomed] rain, the weird cyclone, the oil slick is something uncanny?’ George Marshall writes, ‘Climate change is inherently uncanny: Weather conditions, and the high-carbon lifestyles that are changing them, are extremely familiar and yet have now been given a new menace and uncertainty.’

No other word comes close to expressing the strangeness of what is unfolding around us. For these changes are not merely strange in the sense of being unknown or alien; their uncanniness lies precisely in the fact that in these encounters we recognize something we had turned away from: that is to say, the presence and proximity of non-human interlocutors.


Section 9: Here, Ghosh recounts the cataclysmic tsunami that struck the Indian Ocean after a 9.0 earthquake near Indonesia. December 26, 2004. Large-scale death and devastation all along the coasts -- Thailand, Indonesia, India, Sri Lanka were especially badly hit. 227,000 deaths and millions lost their homes. Here, Ghosh describes his visit to the Andaman and Nicobar islands in the Indian Ocean. These are territories of India. The Andamans were fine -- they are mountainous islands, but the Nicobar islands were badly hit. He describes the paradox of modern settlements -- coastal properties, owned by wealthier people, were worse hit than properties further inland, typically owned by indigenous villagers.

Section 11: The vulnerability of the city of Mumbai. Ghosh describes the intense rain that fell on Mumbai on July 26, 2005 -- 94.4 cm of rain (nearly 40 inches!) in 14 hours. The epic rainstorm caused massive flooding, breakdown of drainage systems, loss of power, and stranded millions of commuters. One could think of this as a freak event, but one has to consider the prospect of more cyclones on the western coast of India. If a strong storm -- on the order of a Hurricane Sandy -- were to hit Mumbai, it would be devastating.

Section 12: Port Canning. Fukushima. Henry Piddington.

This is a wild story about a climate 'Cassandra' figure. Henry Piddington was influenced by an American meteorologist, Colonel Henry Reid. He was the author of a books called An Attempt to Develop the Law of Storms (1838); Piddington also coined the word “cyclone.” He published a pamphlet in 1853 warning about the danger of the storm surge at the new port being constructed -- Port Canning. The new Port was still built and operated for only three years after its inauguration (1864-1867), when it was wiped out by a massive storm surge. Essentially, a story about local knowledge and scientific competence -- both the locals and Piddington knew that a major port in a highly exposed location wasn't advisable in the Bay of Bengal -- and how it might be disregarded by politicians eager to maximize their profits.

The implications for the present day are clear -- the obvious example to consider might be the damage done by a tsunami at Fukushima, despite warnings from earlier / traditional inhabitants not to build below a certain line. 

Section 15: Here, Ghosh tells a story that might be familiar to scholars of Romanticism. He describes the massive eruption of Mount Tambora in 1815 -- which led to major climate disruptions over the next couple of years. Clouds of smoke and ash in the atmosphere disseminated across the globe.

The effects were still being felt a year later -- in 1816, called the “Year without a summer”:

The seismic event that began on April 5, 1815, on Mount Tambora, three hundred kilometers to the east of Bali, was the greatest volcanic eruption in recorded history. Over the next few weeks, the volcano would send one hundred cubic kilometers of debris shooting into the air. The plume of dust —1.7 million tons of it—soon spread around the globe, obscuring the sun and causing temperatures to plunge by three to six degrees. There followed several years of severe climate disruption; crops failed around the world, and there were famines in Europe and China; the change in temperature may also have triggered a cholera epidemic in India. In many parts of the world, 1816 would come to be known as the “Year without a Summer.”

He recounts how Percy Shelley, Mary Shelley, Lord Byron, and others all gathered in rented villas near Geneva -- and engaged in the famous "scary story" competition that would lead to the first draft of Mary Shelley's Frankenstein.

More on that story here.

Fall 2026 Teaching

This fall I'm teaching two courses, "Global Climate Fiction," and "What is the Role of Science in Science Fiction?" The second course is a "Big Questions" seminar for first year students, co-taught with Lisa Fredin of the Chemistry department.

1. Global Climate Fiction (Grad Course)

Brief Course Description: 


Nations in the Global South are on the front lines of climate change, especially with respect to access to food and clean water, exposure to dangerous storms and flooding, and the threat of associated civil unrest. As climate change continues to advance, existing inequities between rich and poor countries are likely to exacerbate the damage produced by climate change in ways that are only just beginning to be understood. To unpack these issues, we'll explore a range of works of fiction from different regions of the world, by writers like Arundhati Roy, Octavia Butler, Helon Habila, Caoilinn Hughes, Amitav Ghosh, and others. We’ll also consider indigenous responses to climate change, by writers like Anuj Lugun, Jacinta Kerketta, and Linda Hogan. And we’ll read a broad range of criticism and theory by Amitav Ghosh, Elizabeth DeLoughery, Rob Nixon, and others.  Along the way, we'll engage in a fair amount of intellectual scaffolding; this course is designed to serve as an introduction to key concepts and terms in Postcolonial/Decolonial Theory and as well as Ecocriticism. 


Required Books: 


Amitav Ghosh, The Great Derangement

Amitav Ghosh, Gun Island

Helon Habila, Oil on Water

Octavia Butler, Parable of the Sower

Caoilinn Hughes, The Alternatives

Arundhati Roy, The God of Small Things
Aimee Nezhukumatathil, World of Wonders: In Praise of Fireflies, Whale Sharks and Other Astonishments




In a Bit More Depth 


It's no secret that nations in the Global South are on the front lines of climate change, especially with respect to issues relating to access to food and clean water, exposure to dangerous storms and flooding, and the threat of associated civil unrest. Existing inequities between rich and poor countries are likely to exacerbate the damage produced by climate change in ways that are only just beginning to be understood. Millions, if not billions of people are in the Global South live in low-lying areas that are likely to face the brunt of rising waters. Millions are also in regions facing increased likelihood of catastrophic droughts, heat waves, and tropical cyclones. And yet, powerful countries, even those that joined the Paris Climate Accord, have been extremely slow to take action: is apathy towards climate change an example of ‘first-world’ privilege? What are the historical conditions that led us to this point? And what might be some viable solutions to the current impasse? While we cannot and will not solve the problem of climate change in the real world from this seminar room, the humanities -- and works of literature in particular -- might play an important role in imagining the true implications and communicating the urgency of the problem – and through that, in changing minds and galvanizing the social resolve to effect change and move towards global environmental justice.


These topics are being discussed by a growing range of critics, some described as postcolonial critics and theorists, others primarily associated with ecocriticism, including Amitav Ghosh, Elizabeth DeLoughrey, Rob Nixon, and others. We’ll read a selection of their work to get oriented and develop a conceptual toolkit as well as a working vocabulary, including familiarity with the following terms: Colonialism, Imperialism, Postcolonial (as historical period and as method), Postcolonialism, Ecocriticism, Ecofiction, Climate Fiction, Anthropocene, Greenwashing, Petrofiction, among others. This course is designed to serve as an introduction to key concepts and terms in both Postcolonial Theory and Ecocriticism, as well as the prospects for bringing these two fields together to develop a global and inclusive way of thinking about environmental justice. We’ll start (on Thursday 8/27) by posing the two fields separately and attempt to get a sense of foundational concepts as well as the various ways each field might be seen as a little slippery and porous. (In literary theory, everything is and can be contested -- even fundamental concepts!) 




Course Design 


Unit I. Keywords: Colonialism, Postcolonialism, Global Extractivism, Petrofiction 


Primary Texts


E.M. Forster, Howards End

Helon Habila, Oil on Water



Unit II. Amitav Ghosh. Realism, Magic Realism, and Climate Change. Role of Science and Data


Amitav Ghosh, The Great Derangement

Amitav Ghosh, Gun Island 



Unit III. Subaltern and Indigenous voices / Decoloniality


Arundhati Roy, The God of Small Things

Mahashweta Devi, “Pterodactyl…” 

Writings by South Asian Adivasi (Indigenous) writers on displacement, development, resource extraction

Anuj Lugun, Jacinta Kerketta, others



Unit IV. Speculative Fictions and Philosophical Exit Plans


Octavia Butler, Parable of the Sower

Caoilinn Hughes, The Alternatives

Aimee Nezhukumatathil, World of Wonders: In Praise of Fireflies, Whale Sharks and Other Astonishments



2. What is the Role of Science in Science Fiction?

Comparing Geographic Data: British Colonial and South Asian Texts

Background for this study

Pathways in Kim. (Just for illustration)


I’ve spent a good part of the summer working with a graduate student collaborator on a Scalar project that puts Colonial British writing next to South Asian texts from the same period. (I outlined the basics of the new "Literature of Colonial South Asia" project in my previous post.)

The idea for the present project came out of an earlier project called The Kiplings and India. In that project, I found myself growing frustrated with the writings of the primary focus of the digital archive, namely the Kipling family, and wanted to explore a broader conversation about colonial India that would include more Indian/South Asian voices as well as other British voices. 

The current project is an attempt at modeling the broader conversation. Historically, it has been easier to think of these as two parallel but separate bodies of work – the world view and experience of writers like the Hindi/Urdu progressive Munshi Premchand or the Bengali writer Saratchandra Chattopadhyay was so different from that of a Rudyard Kipling that they aren’t really of a piece. However, here, I was interested in putting them together in a single corpus, in order to look for connections between them as well as points of divergence. 

To do that, one can take traditional qualitative (thematic and formal) as well as quantitative approaches. Thematically, a typical line of inquiry might be: British writers in India were famously fond of ghost stories – what about their Indian peers? (Quick answer: yes! Tagore, for example, wrote quite few ghost stories, though they were a little different from the kind written by writers like Kipling or Alice Perrin; see ghostly reincarnation.) Also, British writers tended to write a fair bit about their summer escapes to hill stations like Simla and Darjeeling. What about their Indian peers? What was their imaginative geography? The Tags on the Scalar site might provide an opening into some of these qualitative points of connection between the British and the colonial South Asian texts. 

Below, I also want to open up some preliminary quantitative inquiries, specifically on geographic references in the corpus. 

New Project: Literature of Colonial South Asia

I've been working on a new project, and it seems time to announce it publicly for a kind of soft-launch. Last summer, I was fortunate to work with a graduate student collaborator, Srishti Raj, on a project on Adivasi Writers. This summer, I've been working with another student, Sana Asifriyaz, on a project called Literature of Colonial South Asia. (Both projects were supported by internal English department grants that allowed the student to be paid a small stipend while working on the project.)

This is a rather different kind of project -- several years ago, I had already assembled a text corpus with some of these materials as a plain text folder on Google Drive. It seemed like something someone might need, though I myself didn't do very much with the corpus, and I didn't hear back from many scholars who appeared to be using it. 

The present collection takes the basic idea of that corpus -- a collection of materials from the colonial period that includes both South Asian writers and Western writers who lived in India -- and presents it in a way that I hope will make the value of collecting these materials in this way a little clearer. The version we put online is not just a corpus anymore; it's also now a kind of Anthology (with editorial commentary and context) as well as a Digital Archive. 

Some of the work we have been doing as we've been creating plain text versions of primary texts on the site include creating contextual introductions that focus on the following topics: 

The idea of these various pages is to enable unpacking of the different constituencies in the collection.  As with other Scalar projects I've worked on, one can also use thematic and contextual tags to see links and connections that might not typically be visible. (For instance, the "Calcutta" tag is connected to a number of texts by Tagore and other Bengal Renaissance writers, but also texts by Western writers in India like Edward Money, W.D. Arnold, and Sara Jeannette Duncan, who also lived in or wrote about Calcutta in their works.) 

Statement of Purpose Tips (English Graduate programs -- M.A. and Ph.D. applications)

I served as the Director of Graduate Studies in the English department at Lehigh for several years. Over that time, I read hundreds of applications and advised dozens of my own students. Here are some tips for the Statement of Purpose, perhaps the most important document in the graduate school application. 

Applicants will also want to be aware of the extreme challenges of the current academic job market for English Ph.D.s. These tips assume you already know how bad things are, and still want to give it a go. 


General hint: this is a very challenging document to write for most applicants, and you should plan to do several drafts & versions. Start early! Preferably in the summer before the fall when you will be applying. Before you start to write, take some time to think about how you'd like to present yourself professionally and intellectually. 

As you work on the document, you should also plan to get feedback from trusted friends (especially those who know how English graduate programs work) and faculty mentors. It is especially important that faculty mentors who will be writing your recommendation letters see your SOP, as they will inevitably be using that to shape their own letters on your behalf.   

What is the Statement of Purpose? 

Fundamentally: The SOP should:


1) describe your research interests, including traditional period and region interests,
2) give an overview of previous experience and background (courses taken, sampling of topics covered), and
3) identify theoretical investments.

Slides for ACH (2026):

 I'm giving a talk at the Association for Computing in the Humanities conference, which is being held virtually June 24-26 this year. My talk will be on June 26 in the morning. The talk describes a newer digital collection, Adivasi Writers.

Slides for "The Space Between" (2026) : Publications of the Ghadar Party 1913-1930

I'm giving a talk at the Space Between / FIMA conference in Greensboro, NC, this week. This is a new project exploring writings from the Ghadar party. There is also a thread following the American writer Agnes Smedley, who worked closely with both Ghadarites and the Young India activists in New York in the late 1910s, and later published an autobiographical novel, Daughter of Earth. 

Slides for ALA 2026: African American Periodical Poetry: A Data-Driven Approach

 I'm giving a talk at the ALA this year, based on the periodical poetry dataset I developed for the  "Responsible Datasets in Context" project. Here I describe what that dataset is and why I wanted to construct it. I am also sharing some of my conclusions and observations about what the dataset shows, and how it might be used.

Gendered Pronouns in Early 20th Century Fiction: A Simple Quantitative Study

Gendered Pronouns in Early 20th Century Fiction: A Simple Quantitative Study

The following short essay is a work in progress -- I am exploring the uses of a corpus of early 20th century literature I have been developing for a few months. The study below represents an attempt to make use of that corpus to query a topic that has been of interest in quantitative DH in recent years. 


I have long been fascinated by a DH paper published in 2018, “The Transformation of Gender in English-Language Fiction” (link here; authors were Ted Underwood, David Bamman and Sabrina Lee) that has suggested strong statistical evidence that men were increasingly dominating the world of fiction in late 19th and early 20th centuries – that between 1850 and 1950 the percentage of published novels that were authored by women dropped dramatically (from near parity to more like a third or a quarter). Thus, at the exact period when we might have expected women to be gaining visibility and influence – associated with the early 20th-century suffrage movement and the appearance of important feminist voices like Virginia Woolf – they were actually losing position on the whole in the publishing world. 


According to the authors, the pattern only started to reverse in the second half of the twentieth century (and today, the publishing industry would of course look very different). Also, within their fiction, “The Transformation of Gender” authors indicate that men writers tend to write more about men, while writers who are women might be closer to gender parity in the amount of time given men and women in the social world represented in the story. The authors suggest that particular tendency hasn’t improved or changed as much.


Source: Underwood, Bamman, and Lee (2018)

Incidentally, the concern with the growing marginalization of writers who were women alluded to above is not a new one. The authors of “The Transformation of Gender” cite a 1989 study, Edging Women Out: Victorian Novelists, Publishers, and Social Change (Gaye Tuchman and Nina Fortin), where the authors did quantitative (but not digital!) scholarship with similar findings. Tuchman and Fortin counted and classified entries in Leslie Stephen’s Dictionary of National Biography to compare how women writers were talked about versus men writers. They found that while books by men were reviewed more frequently on the whole, the gender disparity in the more recent authors (late 19th century) became especially sharp with respect to works of nonfiction.  The authors of “The Transformation of Gender” used a very large corpus of tens of thousands of novels from HathiTrust (and checked against the smaller University of Chicago novel corpus) as well as sophisticated modeling techniques built around Natural Language Processing (NLP) to infer gender within a text and derive percentages. Some years ago, I finally gained enough confidence in basic Python to explore some of these methods on my own, using David Bamman’s BookNLP software (sadly, that software does not appear to be working at present, so I will not be using it for the results below).


One other bit of background: in the revised version of the essay published in his book, Distant Horizons, Ted Underwood mentions the Gendered Language Visualizer, a simple but deceptively powerful tool that tracks the association between non-gendered words and gendered pronouns in works of fiction. The technique behind that led to the beautifully illustrative image below (from the jointly written 2018 essay)


Source: Underwood, Bamman, and Lee (2018)

What it shows: women in fiction tend to "smile" and "laugh"; men tend to "grin" and "chuckle." (Though note that the divergence diminishes over time -- so in contemporary fiction that 'gendering of mirth' would be much less pronounced than it was at the peak of the divergence, around 1950.) 


Earlier studies: I should say that this is a more complex version of a type of analysis scholars have been doing in stylistics for many years; there are studies that go back to the 1990s that aimed to predict the gender of a writer based on characteristics of function words and articles. Koppel et al. (2002) used sophisticated statistical techniques with a fairly straightforward counting to find that writers who are men tend to use a higher proportion of noun specifiers (a, the, that), and numbers in their fiction. They also claim women tend to use more pronouns (she, herself), negation (not), and certain prepositions (for, with) and conjunctions (and). By lining up counts of these various parts of speech, the authors claim to be able to predict the gender of an author of an anonymized text with 80% accuracy. (Note: for what it’s worth, I tried to replicate their results with my own small, early 20th-century corpus, and failed. The only place where I saw a clear correlation was with gendered pronouns -- which might explain how I got to the design of the present study below.)


Moving past binarized gender thinking: Admittedly, I am not so interested in this particular application for my own research – it’s almost never the case with 20th-century fiction that the gender identity of an author is unknown. I also tend to be interested in writers who pushed against conventional gender roles and expectations in any case, many of whom might be understood as LGBTQIA+ today – writers like Virginia Woolf, E.M. Forster, D.H. Lawrence, Radclyffe Hall, or Wallace Thurman. Today, most scholars would find the "predict the gender" type of analysis overly restrictive and as essentially reinforcing binarized gender thinking. If E.M. Forster, for example, breaks with the expected pattern in novels that feature women protagonists (spoiler: he does!), that would be a more interesting finding than simply that reconfirming that 80% of men are from Mars, as it were.  


A simplified method for the present study: What if we drastically simplified the query with a corpus of early 20th-century fiction? As a starting point for thinking about patterns with respect to gendered socialization, why not simply look at gendered pronouns: he/him/his and she/her/hers? If the conclusions by Underwood et al. are correct, we should expect to see a lopsided homosocial tendency in fiction by men (men mostly talking to and about other men, and only occasionally mentioning a woman), and maybe a more balanced gender representation in fiction by women. We might also see some interesting anomalies in the patterns that might be worth exploring.  


Before doing this at a mid-range scale, I was curious to see how authors I know would shake out. Over the past few months, I’ve been developing a custom corpus of early 20th-century texts. I have described the basic design of the corpus here; it contains about 1000 total texts, including about 100 texts that might be thought of as canonical high modernist texts, 130 texts by African American authors, and about 90 texts associated with colonial South Asia. It also contains a substantial amount of genre fiction. The results below only reference works of fiction, though there are works of poetry, drama, and nonfiction in the corpus. 


With a little help from generative AI coding assistants, I devised a simple bit of code to count the use of gendered pronouns (he, him, his vs. she, her, hers), first, in a single novel, then in a batch of files, and then derive a percentage from the total word length of the file. I then took those gendered pronoun percentages, and compared them to one another to get a ratio. Rather than overwhelm the reader with a vast array of raw data, I’ll start with some smaller findings, initially focused on gendered pronoun ratios in a small set of ‘high modernist’ works of fiction, mainly by white British and American authors. I’ll then expand the conversation to other authors and consider broadly why any of this might be significant. 


From my limited high modernist collection, what are some texts that are especially lopsided towards men? (If you expected to see Ernest Hemingway on this list, you would be right!)




Text Ratio of masculine to feminine pronouns
Ernest Hemingway: Men Without Women 11.4 to 1
Hemingway: In Our Time 9.4 to 1
James Joyce: Portrait of the Artist as a Young Man 9.2 to 1
John Dos Passos: Three Soldiers 7.3 to 1
D.H. Lawrence: Kangaroo 4.2 to 1
Hemingway: The Sun Also Rises 3.5 to 1
James Joyce: Ulysses 3.0 to 1
James Joyce: Dubliners 2.2 to 1
E.M. Forster: A Passage to India 2.2 to 1
F. Scott Fitzgerald: The Great Gatsby 2.0 to 1

What to make of the lopsided nature of some of these texts? I should say, off the bat, that I don’t think the lopsidedness necessarily serves as an indictment of someone like Hemingway. The relative absence of women in his various short stories is partly due to their settings (several in Men Without Women deal with soldiers and World War I, and “The Undefeated,” about an aging Spanish bullfighter out for a last hurrah, is a pretty marvelous critique of dysfunctional masculinity). Moreover, A Portrait of the Artist as a Young Man is a coming-of-age narrative for Stephen Dedalus at schools that only admit boys and men with teachers who are also only men, so it’s not a huge surprise that the social world represented in the text is also pretty lopsided. (The imbalance might have been less if Joyce had kept in more of the love interest/romantic sections that were in the original Stephen Hero version of his manuscript.) The lopsidedness of other writers (and other Joyce texts) is less extreme, though it’s striking to see novels by D.H. Lawrence and E.M. Forster here (especially since Forster, with Howards End, is also on my second list below). 


Again, I don’t see it as an indictment per se, or as a reason to drop Hemingway or Joyce from my syllabus, though it is still worth knowing. (Do readers want or need to see characters that match their own gender identity or expression in order to connect with a text? Probably not, but my hunch is that it might help...) Still, the pattern does appear to show that there is a pretty limited role for women in the social worlds we find in these texts. It is not as if the authors don’t know it, either: the title Men Without Women can be read as self-critique of a symptomatic nature. These are men without women, and perhaps that’s why they are so broken.


And what about woman-centered texts by writers of literary fiction typically associated with high modernism? 



Text Ratio of feminine to masculine pronouns
Dorothy Richardson: Pilgrimage 1Pointed Roofs 13.1 to 1
Bryher: Development 9.9 to 1
Richardson: Pilgrimage (other volumes) varies between 5 to 1 and 2 to 1
Nella Larsen: Passing 4.9 to 1
Radclyffe Hall: The Unlit Lamp 3.9 to 1
Radclyffe Hall: The Well of Loneliness 2.8 to 1
Wallace Thurman: The Blacker the Berry 2.8 to 1
Gertrude Stein: Three Lives 1.6 to 1
Virginia Woolf: Mrs. Dalloway 1.6 to 1
Katherine Mansfield: The Garden Party And Other Stories 1.6 to 1
Mansfield: Bliss and Other Stories 1.5 to 1
Virginia Woolf: The Voyage Out 1.5 to 1
Woolf: Night and Day 1.4 to 1
Woolf: Orlando 1.4 to 1
Woolf: To the Lighthouse 1.3 to 1
Forster: A Room With a View 1.2 to 1
Forster: Howards End 1.2 to 1
It was not hugely surprising to see Pilgrimage: Pointed Roofs as the most lopsided she/her centered text in the high modernist selection from my text corpus. Pointed Roofs is the story of a young woman teaching at a girls’ boarding school, so, as with Portrait of the Artist above it is not surprising that it reflects a homosocial world with largely girls and women as characters. 


Also, anyone who has read Passing recently would not be surprised to see how prevalent she/her/hers pronouns are there: it really is a novel focused on the relationship between two women. (If anything, this finding only reconfirms readings that have stressed the homoerotic subtexts of that relationship.)


I was intrigued to see a book by a man, Wallace Thurman, come out fairly high on this list (2.8 to 1). I am not entirely sure what to make of it; the novel in question is a thoughtful and often bitter account of colorism within the Black community with a woman protagonist. 


The bigger takeaway might be that the pattern described by Underwood et al. appears to be in evidence with this small group of high modernist writers – writers who were women were, on the whole, less lopsided than were their peers who were men. Instead of a ratio of 10 to 1 or 4 to 1 or even 2 to 1, the median here for writers like Woolf and Mansfield – two of the core authors in the modern feminist canon – is closer to 1.5 to 1. 



Expanding the Range of Authors: Genre Fiction Writers


Now, let’s move to the broader dataset. The first discovery might be that the gendered pronoun disparity can be wildly lopsided in adventure fiction and westerns: 


Text Ratio of masculine to feminine pronouns


Zane Grey, The Young Pitcher 630 to 1

Zane Grey, Ken Ward in the Jungle 433 to 1

G. K. Chesterton, The Man Who Was 

Thursday 139 to 1

H. G. Wells, The First Men in the Moon 104 to 1

John Buchan, Prester John 101 to 1

Lord Dunsany, The Gods of Pegana 57 to 1

L. Frank Baum, The Master Key 47 to 1

Dhan Gopal Mukerji, Kari the Elephant 44 to 1

G. K. Chesterton, The Man Who Knew 

Too Much 43 to 1

Jack London, The Call of the Wild 18 to 1

John Buchan, The Thirty-Nine Steps 15 to 1

Dorothy Sayers, Lord Peter Views 

The Body 5.8 to 1

Agatha Christie, The Big Four 4.0 to 1


The scale of lopsidedness is pretty vast – and consistent – with early 20th century men who wrote westerns, science fiction, and detective fiction all showing a highly lopsided, man-centered social world. (I ran hundreds of titles for this study, and am only including a few noteworthy titles on these tables; readers who want to see the raw data can find it here; note that it contains texts that are not works of fiction--I've been disregarding those in the present study) Even women who wrote detective fiction tended to show a version of it, though Dorothy Sayers’ Lord Peter Views the Body (at 5.8 to 1) is still much less imbalanced than something like The Young Pitcher (another narrative of a young man at school, with no girls or women about). 


And what about woman-centered genre fiction / popular fiction? 


Text Ratio of feminine to masculine pronouns


Rokeya Hossain, Sultana’s Dream 10.8 to 1

Vita Sackville-West, The King’s Daughter 5.7 to 1

Edith Wharton The Old Maid 5.4 to 1

Elinor Glyn, Man and Maid 5.0 to 1

Gertrude Atherton, The Living Present 3.8 to 1

L. M. Montgomery, Anne of Green 

Gables 3.2 to 1

Somerset Maugham, Liza of Lambeth 2.9 to 1

Louis Bromfield, The Green Bay Tree 2.4 to 1

Edith Wharton, The House of Mirth 2.4 to 1

Zane Grey, The Call of the Canyon 2.4 to 1

Temple Bailey, Judy 2.0 to 1

H.G. Wells, Ann Veronica 1.8 to 1



Again, while there are some texts that are highly woman-centered (Sultana’s Dream is, famously, a feminist utopia with men kept in enclosures, while women run the world), the imbalance for romance fiction writers like Elinor Glyn or girl-oriented children’s fiction writers like L.M. Montgomery (Anne of Green Gables) is considerably less pronounced than with their counterparts who were men. 


Given how lopsided Zane Grey generally is, it is interesting to see one of his novels here (a shell-shocked World War I veteran moves to Arizona and has to choose between two different women). It’s also noteworthy to see an instance of H.G. Wells’ “new woman” fiction here. (Again, if anyone would like to see the full / raw data, it is here.) 


Quick conclusions; Next steps in the analysis?

Admittedly, this is a fairly crude method. At most, it shows some general patterns and trends, and confirms (albeit with a very small sample of texts) what Underwood/Bamman/Lee claimed using a much larger statistical model. Here is Underwood in Distant Horizons: 

“It turns out that women are consistently under-represented in books by men. On average, only a third of the words men use in characterization are used to describe feminine characters. Women writers, on the other hand, spend equal time on fictional men and fictional women. This difference remains depressingly constant across two centuries, and it may help explain why books by men tend to have more stereotyped gender roles.” (Distant Horizons, 127)

For me, the next steps might not be more quantitative queries. Rather, I am curious to look at the anomalies and exceptions in the early 20th-century corpus to try and learn more about what might have been going on, perhaps the old-fashioned way (i.e., actually reading the novels in question). For instance, for a writer who was so dramatically lopsided towards men otherwise, how did Zane Grey's  The Call of the Canyon feature women's voices in a 2:1 ratio? What was he doing differently here? (Especially curious since for someone like Hemingway, fiction responding to the psychic effects of World War I was often overwhelmingly oriented to men.)

Also, for writers like E.M. Forster and Wallace Thurman, both writers of literary fiction who lived their lives as closeted gay men, it is intriguing to see they both wrote novels with women protagonists who scored fairly high on the second table above. It might be interesting to gather together other novels written by cis-identified men with women as protagonists. Are there any patterns that can be gleaned from them? 

Finally, I'm curious about the representations of animals in the corpus. It's striking that a big part of the reason Hemingway's "The Undefeated" and Jack London's The Call of the Wild appear so lopsided in terms of gendered pronouns is that the vast majority of the animals are gendered male in both texts (alongside the human protagonists of those stories, of course). It might be interesting to make a small corpus of animal-oriented fiction from this fiction and study how animals are gendered (perhaps adding in more emphasis on non-gendered pronouns...).